Compliance Officer (1-4 Years)
Full Time, Work From Office
Ahmedabad
Posted 2 months ago
Job Description
Compliance Officer Who submission and reporting compliance requirements in all exchanges and like weekly, monthly, quarterly, half yearly and yearly submission of exchanges, AP registration, Terminal creation, watch daily margin utilization etc. And also have to look all the operation activities like Demat & Trading, Mutual Fund, and KYC/CKYC Registration.
Job Responsibilities
- Client collateral Segregation
- Client Fund Allocation
- Client Margin Reporting
- Retention Process
- Ap Reporting, Registration and Audit
- Enhance Reporting
- Risk Base Supervision
- Submission Half year Net worth Certificate
- Cyber Security, System Audit and submit VAPT Report
- Fatca Reporting and Annual Submission of Exchanges
- T+2+5 Day working & Roc Related Work
- All other Sebi and Exchange related Reporting
Key Skills
- Candidate shall be required to look after the compliance issues relating to rules regulations of SEBI NSE.
Experience: 1-4 Years
Location: Ahmedabad
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ORBIT IT HR Solutions
(Recruitment Consultancy)
📍Ahmedabad | Gujarat | India
Compliance Officer (1-4 Years)
Job Features
| Job Category | HR |