Compliance Officer
Full Time, Work From Office
Ahmedabad
Posted 1 month ago
📝 Job Description:
🔸 Job Responsibilities:
- Client collateral Segregation
- Client Fund Allocation
- Client Margin Reporting
- Retention Process
- Ap Reporting, Registration and Audit
- Enhance Reporting
- Risk Base Supervision
- Submission Half year Net worth Certificate
- Cyber Security, System Audit and submit VAPT Report
- Fatca Reporting and Annual Submission of Exchanges
- T+2+5 Day working & Roc Related Work
- All other Sebi and Exchange related Reporting
🔸 Candidate Skills:
- Candidate shall be required to look after the compliance issues relating to rules regulations of SEBI NSE.
- Basic Qualification Required: CA, CA Inter, CS, CS Inter, MBA, CFA
🔸 Experience: 0-1 Years
🔸 Location: Ahmedabad (Work From Office)
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📍 Ahmedabad | Gujarat | India
Compliance Officer
Job Features
| Job Category | Accounts |